Corporate Finance staff remind issuers that, in accordance with subsections 5.5(3) and 5.6 of National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, staff may apply long form timing where a proposed distribution by way of a short form prospectus is too complex to be reviewed adequately within the short form prospectus time periods or where the prospectus is filed for an offering that involves a novel and substantive issue or raises a novel policy concern and the issues were not resolved in a pre-filing. SEDAR System Fees The following chart indicates the SEDAR System Fees payable at the time of filing submission on SEDAR. For guidance on seeking a pre-filing interpretation or a waiver before filing a preliminary prospectus in multiple jurisdictions, please refer to Part 8 (Pre-filings and Waiver Applications) of National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions. The Prospectus (Directive 2003/71/EC) Regulations 2005 (“Prospectus Regulations”) provide that fees shall be payable pursuant to Section 33K of the Central Bank Act, 1942 in respect of the performance by the Central Bank of Ireland of its functions under the Prospectus Regulations. As set out in OSC Staff Notice 51-706 Corporate Finance Report 2006, there are a number of issues that arise in the review of prospectus filings on SEDAR. Example sentences with "prospectus filing", translation memory. The filing fees are as follows: The fee for filing an annual information return or an application for registration of a pension plan is: Subject to a minimum filing fee of $300 and a maximum filing fee of $30,000: $10.00 for each member, and; $5.00 for each former member. Checklist . See OSC Staff Notice 41-703 Corporate Finance Prospectus Practice Directive # 2 Exemption from certain prospectus requirements to be evidenced by a receipt. The Prospectus Regulation empowers ESMA to develop regulatory technical standards and implementing technical standards. The following is an overview of the prospectus filing and review process: *Additional procedures involved if securities are offered both inside and outside Ontario but only OSC reviews if OSC is the principal regulator. SEDAR Regulatory Fee Guide is a web-based application that, based on entered filing information, identifies the relevant regulatory filing fees governed by the provincial and territorial securities regulatory authorities. The fee rates were last adjusted with effect from 1 July 2020. less than Rs. Monthly runtime fees of the C3 AI Applications and customer-developed applications built using the C3 AI Suite, ... of which this prospectus is a part and may elect to take advantage of other reduced reporting requirements in future filings. The issuer’s name and all dates must be correct on all documents submitted with the filing. %PDF-1.5 Of the $367,545 remaining of the filing fee previously paid with respect to the Registration Statement on Form S-3 (No. 99 000. 2. Corporate Finance Prospectus Practice Directive # 2 Exemption from certain prospectus requirements to be evidenced by a receipt which is set out in OSC Staff Notice 41-703 outlines procedural steps an issuer should follow, and certain deficiencies that can cause delays, when making an application for an exemption from certain requirements where the exemption will be evidenced by the issuance of a receipt for a final prospectus (or an amendment to a final prospectus). This section sets out the regulatory framework for filing and processing prospectuses and provides helpful guidance in a Q&A format. N/A. 5,000), otherwise Rs. The preliminary prospectus filed with the SEC and with us is substantially the same, with some minor differences resulting from different form requirements. Fee to be paid at the time of filing the report prescribed by section 94 of the Regulation is equal to the amount exceeding the following amount (sec. The factors an issuer should consider in identifying the principal regulator based on its most significant connection are, in order of influential weight: The connecting factors in (e) to (g) are not relevant for a Canadian issuer because it will have a significant connection to a “specified jurisdiction” based on the connecting factors in (a) to (d). We will bear all other costs, fees and expenses incurred in effecting the registration of the shares of Common Stock covered by this Prospectus and any Prospectus Supplement. We have observed that where a foreign private issuer satisfies the U.S. requirements, it may request approval to concurrently pre-file a preliminary prospectus with us on a confidential basis. Fees payable for document types not covered in the above schedule are calculated on a pro rata basis within the amounts stated. How does an issuer determine the principal regulator if it has filed its prospectus in more than one Canadian jurisdiction? The following technical deficiencies may delay the issuance of a prospectus receipt: As set out in OSC Staff Notice 51-706 Corporate Finance Report 2007, you can help us improve our service by: Contact | 271.2 s-par. If more than one report is filed with the applicable document the fee is $500 for each report. Harvest Announces Filing of the Preliminary Prospectus for Canada's First Travel & Leisure Index ETF News provided by . Certified True Copy (CTC) of CAC Form(s) showing Statement of Share Capital, Return of Allotment, and Particulars of Directors. These fees include management fees to cover the operating cost of employing investment advisors, analyst, and managers and 12b-1 fees that help cover the fee to market and compensate securities professionals. 8. ), All documents filed must be filed on SEDAR under the correct document type, sub-type and filing category, where applicable. 79 000. While staff use their best efforts to review prospectus materials relating to a preliminary short form prospectus and issue a comment letter within the three-day review period contemplated by National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, in some cases this may not be possible. What are some common deficiencies associated with Personal Information Form (PIF) filings and what procedural matters should be considered when filing a preliminary prospectus? It commonly provides investors with material information about mutual funds, stocks, bonds and other investments, such as a description of the company's business, financial statements, biographies of officers and directors, detailed information about their … To facilitate this, issuers should consider filing the application as a stand-alone document, rather than including the request in other correspondence. 2 Fees for filing: a. of a one-part prospectus 300 b. of a registration form 150 c. of a securities note and summary 150 d. of a foreign prospectus 300 e. of a base prospectus 300 f. of a supplement 30 g. of the final terms 2 3 In the case of a physical filing, a fee of CHF 2,000 will be levied over and above the fee for filing set out in para. IPO . 2.2 Fees for filing 1 Fees for filing are levied based on the submission to be filed and the set fee (in CHF) in para. There are two components to this fee: a flat fee of $1,500 per fund at the time of filing a pro forma or preliminary prospectus, and an additional percentage fee of 0.025% (0.01% for money market funds) based on the proceeds raised in British Columbia by each fund under the prospectus to the extent it exceeds the flat fee previously paid on filing the pro forma or preliminary prospectus. (4)This filing fee is calculated and being paid pursuant to Rule 457(r) under the Securities Act and relates to the Tellurian Form S-3. French and English versions of the prospectus should contain the same dates and names (of the issuer and signers) on the face page and the certificate pages. PROSPECTUS SUPPLEMENT (To Prospectus dated March 11, 2019) $1,000,000,000 . What documents are required to be filed/delivered in connection with a final prospectus? For example, when an issuer ceases reporting, the “Reporting Jurisdictions” field in the issuer’s SEDAR profile should be updated to “Cease Reporting”. The full name of an individual (not just initial) must be present in the covering letter. While the underwriting fee typically constitutes the largest direct cost that a company incurs as it goes through an IPO, ... FINRA Section 7 — Fees for Filing Documents Pursuant to the Corporate Financing Rule. A fee is payable for the control of EEA prospectuses and performance of other functions in connection with the prospectus control. N/A : Complex . Submission to jurisdiction form and appointment of agent for service form must be submitted by (i) issuer, (ii) selling securityholder, (iii) director, or (iv) other person or company that provides or signs a certificate under Part 5 of, The form is required for the issuer under Part 5 of, The forms are required for the (i) selling securityholder, (ii) director, or (iii) other person(s) or company required to sign or provide a certificate under Part 5 of. In these cases, the issuer’s short form prospectus often includes or incorporates by reference a significant amount of new disclosure not previously filed, including new technical reports and acquired company information. The fee is agreed upon before work starts. Currently, the prospectus fee table also reflects sales loads that an investor would pay and the expenses associated with the fund's investments in another fund (referred to as Acquired Fund Fees and Expenses (“AFFE”)), whereas the shareholder report expense presentation does not, because these elements are not reflected in the fund's financial … (g) A form of prospectus filed pursuant to this section that operates to reflect the payment of filing fees for an offering or offerings pursuant to Rule 456(b) (§ 230.456(b)) must include on its cover page the calculation of registration fee table reflecting the payment of such filing fees for the securities that are the subject of the payment. Lodgement and application for registration of prospectus under section 155 of the Act: 2,000.00; 14. $500 per report. For novel issues, issuers are recommended to make a pre-filing under Part 8 of NP 11-202 to ensure that the novel issue is considered prior to the prospectus filing to avoid delays during the prospectus review process. Prospectus Fees. Annex 1. Any waiting period, which would begin when the preliminary prospectus is publicly filed, is preserved. Class A common stock, par value $0.00001 per share : $100,000,000 : $10,910 (1) Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(o) of the Securities Act of 1933, as amended. TABLE OF CONTENTS. Once the public notice is posted, no further filings should be made under that project number. Fee to be paid at the time of filing the report prescribed by section 94 of the Regulation is equal to the amount exceeding the following amount (sec. Under what circumstances could an issuer pre-file a preliminary prospectus on a confidential basis? As set out in OSC Staff Notice 51-725 Corporate Finance Branch 2014 – 2015 Annual Report and OSC Staff Notice 51-727 Corporate Finance Branch 2015 – 2016 Annual Report, common issues that may warrant a pre-filing include: Application and prospectus pre-filings must be transmitted to the Ontario Securities Commission electronically. As set out in OSC Staff Notice 51-706 Corporate Finance Report 2006, in the limited circumstances set out below, issuers may concurrently pre-file preliminary prospectuses on a confidential basis with us if: If an issuer is unable to comply with a requirement in securities legislation, it can apply for discretionary relief. Article 4 of the Prospectus Law implements the option foreseen by Article 3 (2) of Prospectus Regulation (EU) 2017/1129 by exempting offers to the public of securities whose total consideration in the European Union is less than € 8,000,000, this limit being calculated over a period of twelve months, from the obligation to publish a prospectus, such exemption being … The principal regulator and the non-principal regulators have at least 10 working days to review the pre-filed preliminary prospectus and issue a comment letter. x��W�n�0��?�Q*���K@P�M�>Р.�[���Ȏ��Jm�п�Rq Harvest Portfolios Group Inc. Dec 08, 2020, 14:00 ET. Please understand that mutual fund companies often register several different funds as one "series" and include information about each of those funds in one prospectus for the series. Copy of any prospectus or statement in lieu of prospectus delivered within 12 months to Commission; Payment of filing fees; Annual Returns to be filed up to date; Evidence of S.636 (in case of banks etc) Re-registration of company Limited by Shares as unlimited Company. The SEDAR fee code should correspond with the filing type and description. If the fees are paid under the wrong fee code, a letter must be filed on SEDAR under the same project number stating that the fee code was incorrect and indicating the correct fee code. Universal registration document. This simplifies comparing the costs of various mutual funds. The PIFs should be submitted with the filing or alternatively the SEDAR project numbers and submission numbers (where their respective PIFs are found) should be clearly indicated in the cover letter. The issuer is proposing, or has recently completed, a significant restructuring, amalgamation or takeover. All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. It calculates the base, notice of proceeds and late filing fees for Form 45-106F1 Report of Exempt Distribution filings in Alberta.For more information about the fees for reports of exempt distribution, please refer to section 11 of ASC Rule 13-501 Fees. The company was valued at $16 billion as part of a $400 million private funding round in June. Security Type Issuer / Underlying / Securities. Registration document for equity securities . The information in this preliminary prospectus is not complete and may be changed. The acquired company in this case is often the main operating business of the issuer. SEDAR System Fees The following chart indicates the SEDAR System Fees payable at the time of filing submission on SEDAR. 4 The filing fees relate only to … 333-135163; 333-135163-033 . The prospectus includes a breakdown of the historical expenses paid by the mutual fund shareholders over the past few years. Only one application fee has to be paid to the OSC for an application on behalf of … These may include, without limitation, all registration and filing fees, SEC filing fees and expenses of compliance with state securities or “blue sky” laws. You can work out how much you can expect to pay by using our simple fee calculator. Prospectus Supplement No. The Central Bank of Ireland has amended the fees charged for the … Blacklined documents incorrectly filed on SEDAR as “Amendments”. What are some matters that could delay timing on short form prospectus distributions? All applicable information on SEDAR cover pages should be completed. These amounts may be disregarded in special cases. The preliminary prospectus is pre-filed in all Canadian jurisdictions where the issuer is proposing to do the offering. endobj The costs associated with the filing of the prospectus and any inquiries or reports required would be at the expense of the brokerage that filed the prospectus. 9 (To Prospectus dated December 22, 2020, as amended by. prospectus filing. Sales Report. 50 per transfer form (if nominal capital to be trfd. If there are any positive responses to question 6 to 10 of the PIF, the PIF must be accompanied by an attachment providing complete details. Confidential or personal information incorrectly filed under the “CD” filing category on SEDAR. Prospectus Practice Directive # 1 Personal information forms and other procedural matters regarding preliminary prospectus filings which is set out in OSC Staff Notice 41-702 provides information and guidance in the areas identified below, and points out common deficiencies that can cause delays in the prospectus review process: See OSC Staff Notice 41-702 Prospectus Practice Directive # 1 Personal information forms and other procedural matters regarding preliminary prospectus filings. In addition to the issuer confirmation letter required to be delivered pursuant to section 7.2(2) of National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, the documents required to be filed/delivered for: In addition to the issuer confirmation letter required to be delivered pursuant to section 7.3(4) of National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, the documents required to be filed/delivered for: Below are a few points that anp issuer should consider prior to filing a preliminary or final prospectus with the OSC. Please refer to the, Ensure that copies of all material contracts and documents affecting the rights of securityholders that have not previously been filed, have been filed under the appropriate document type. Please refer to the, If the head office is not in a specified jurisdiction, the specified jurisdiction with which the issuer has the most significant connection should be deemed the principal regulator (please refer to subsection 3.4(7) of. Fees for purchases, sales and transferring assets among funds are included. ... Simplified Prospectus, Annual Information Form and Fund Facts (NI 81-101) Long Form Prospectus $ 585 $ 715 $ 162.50 $ 212.50 $ 2,535 $ 3,265 Investment FundIssuers/ ContinuousDisclosure Annual Information Form (NI 81-106) Annual Financial … When the preliminary prospectus is publicly filed on SEDAR, all comment letters and the corresponding responses on the pre-filed preliminary prospectus are filed, but are not made public. 1) Confirm that fees are paid with the preliminary prospectus and that the correct fee code is selected. These may include, without limitation, all registration and filing fees, SEC filing fees and expenses of compliance with state securities or “blue sky” laws. Prospectus, Rights Circular, or Placement Memorandum and Abridged Prospectus. N/A . Prospectus filing fees are due at the time an investment fund files a preliminary or pro forma prospectus. Prospectuses. This is an auto public filing category. (2) Pursuant to Rule 457(n) under the Securities Act, no separate registration fee is due for the guarantees. The filing fees associated with a preliminary prospectus are paid when the preliminary prospectus is pre-filed. ; A complete and current Alberta fee schedule can be found in ASC Rule 13-501 Fees. Issuers should make an application before they need the relief to ensure there is sufficient time for the application to be considered. What documents are required to be filed/delivered in connection with a preliminary prospectus? The filing fee of $117,700 is calculated in accordance with Rule 457(r) of the Securities Act of 1933. ... comply with certain reduced public company reporting requirements for this prospectus and may elect to do so in future filings. This allows an issuer to consult with Corporate Finance staff regarding the interpretation of securities legislation as it relates to a specific issue in the context of the proposed offering. In situations where this has not been the case, there have been delays in the prospectus review process. Issue of Prospectus. The applicable SEDAR fee codes should be used. The pre-filed preliminary prospectus is not used for marketing purposes and is not provided to anyone other than those directly involved with preparing it. For novel issues, issuers are recommended to make a pre-filing under Part 8 of NP 11-202 to ensure that the novel issue is considered prior to the prospectus filing to avoid delays during the prospectus review process. Affordable & Flat Fee. 2 0 obj 268.1) $1,170 Filing of the annual financial statements by the issuer which may avail itself of the simplified prospectus regime (sec. Recipient Agency Fee Code Fee Description SEDAR Agencies Fee List (if applicable) January 4, 2021 British Columbia SPROS/1 9. The list of jurisdictions where the documents are filed on SEDAR and the list of jurisdictions in the, For short-form prospectuses, ensure that the qualification certificate has been properly filed pursuant to section 4.1 of, The qualification certificate must be signed by an executive officer (as defined in, The issuer’s certificate page should be signed by both the CEO and CFO (or equivalent) of the issuer, plus two directors, who are not the CEO or CFO (see section 58 of the. Upon receipt of the withdrawal letter from the issuer, staff of the principal regulator will post a public notice on SEDAR confirming that the preliminary prospectus has been withdrawn. Prospectus.com has some of the most competitive rates. Furthermore, the European Commission may request ESMA to provide technical advice for the adoption of Commission delegated acts. stream 333-251282 . How can issuers and filing counsel help us improve our service? If your company is considering conducting an offering our team can assist with your offering prospectus writing and structuring needs. Please refer to the, For further information on material contracts and documents affecting the rights of securityholders, please refer to subsections 9.1(1)(a)(ii) and (iii), 9.2(a)((ii) and (iii) and section 9.3 of. What is the fee for filing a technical report with a prospectus, AIF or an application to vary or revoke a cease trade order? The fees associated to file, amend or renew a prospectus are: Filing Fee $2,000 Renewal Fee $500 Amendment Fee $500 Because the fees that most mutual funds charge is withheld from investors’ profits, the fees are listed in a table near the beginning of the prospectus. Regulation (EU) 2017/1129 (“Prospectus Regulation”) fully applies from 21 July 2019.. Tellurian Inc. Common Stock Only one filing subtype should be filed under each submission (see. The fee for a waiver application is $4500.00. (g) A form of prospectus filed pursuant to this section that operates to reflect the payment of filing fees for an offering or offerings pursuant to Rule 456(b) (§ 230.456(b)) must include on its cover page the calculation of registration fee table reflecting the payment of such filing fees for the securities that are the subject of the payment. The issuer should also set out in the letter the reasons why it wishes to withdraw the preliminary prospectus. (2) Includes the aggregate offering price of additional shares that the underwriters have the option to purchase, if any. Issuers have applied for relief from the prospectus requirements of the Securities Act (Ontario) or from requirements relating to preparing and filing continuous disclosure documents. The issuer is proposing or has recently completed a significant acquisition of an issuer or business or property and the issuer is filing a significant amount of new material at the time of filing. Filed Pursuant to Rule 424(b)(2) Registration Nos. Giving us complete and accurate information, Responding to our requests in a timely manner, Understanding and complying with our deadlines, Appreciating that complex or unusual matters require more time, Recognizing that we cannot provide legal advice, Understanding you may not always get the result you want. Bond Circular: A standardized legal document that contains an abbreviated version of the relevant terms from the prospectus of a new bond issue. Today's news - Search Regulatory news, RNS Search, via Company or code, Index, Industry Sector, Headline type, Release date and Source Refer to the OSC's electronic filing portal for more instructions. 4 0 obj This search retrieves mutual fund prospectuses (also known as "485" filings). 268.1) $1,170 Filing of the annual financial statements by the issuer which may avail itself of the simplified prospectus regime (sec. No additional fees are required for filing a final prospectus or prospectus amendment. Legislation … When calculating the total fee, only one of the options should be selected. Registration Fee. Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act of 1933, as amended. There is no specified date by which we must resolve our comments on the pre-filed preliminary prospectus or the related publicly filed preliminary prospectus. Prospectus Supplement No. The filing fees associated with a preliminary prospectus are paid when the preliminary prospectus is pre-filed. In other cases, the fee for the checklist is NOK 79 000. Other than the blackline of the final prospectus, blacklined documents should be filed under the category “Other Correspondence” on SEDAR (see, Multiple subtypes incorrectly filed under one submission on SEDAR. The purpose of the Regulation is to harmonise requirements for the drawing up, approval and distribution of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market. 100. ... Simplified Prospectus, Annual Information Form and Fund Facts (NI 81-101) Long Form Prospectus $ 585 $ 715 $ 162.50 $ 212.50 $ 2,535 Fee Guides and Schedules. Issue of Prospectus This section outlines the general procedures for the registration of prospectuses. (a) Subject to paragraphs (b) and (c), for filing a preliminary prospectus, a preliminary base shelf prospectus under NI 44-102, a preliminary base PREP Please refer to OSC Staff Notice 41-702 Prospectus Practice Directive # 1 Personal information forms and other procedural matters regarding preliminary prospectus filings for additional information on timing. There is no fee for prospectus pre-filings that do not relate to a waiver application. Our aim at Fyling Hall School has always been to keep fees as widely affordable as possible, and to avoid ‘hidden extras’. %���� Français, Dealers, Advisers and Investment Fund Managers, Corporate Finance Prospectus Related Matters, Q&As regarding certain prospectus filing & process considerations. The SEDAR profile should be kept up to date. Free Writing Prospectus - Filing Under Securities Act Rules 163/433 (fwp) January 19 2021 ... Underwriters’ Fee (1) Net Proceeds (2)(3) Per Debenture $ 1,000 $ 40 $ 960 : If filing in Quebec, the prospectus and all documents incorporated by reference must be filed in all applicable jurisdictions in French and English, unless an exemption applies. We also charge a flat fee with NO hidden costs or hourly billing. SEC Filings Filing Group 3,4,5 Annual Filings Current Reports Mergers & Acquisitions Other Proxy Filings Quarterly Filings Registration Statements Filing year - Any - 2021 2020 2019 2018 section 10.1 of National Instrument 41-101. location of trading market or quotation system in Canada; location of securities holders, if the securities are not traded or quoted on a trading market or quotation system in Canada; A preliminary long form prospectus are set out in section 9.1 of, A preliminary short form prospectus are set out in section 4.1 of, A final long form prospectus are set out in section 9.2 of, A final short form prospectus are set out in section 4.2 of. Ensure that any fees for technical reports required under, Procedures for personal information forms including common deficiencies, Other procedural matters when filing a preliminary prospectus, Timing for filing preliminary prospectus materials and the issuance of preliminary receipts, A failure to file, or a substantively deficient filing of, a technical report required under, A failure to file or incorporate by reference, or a substantively deficient filing of, a business acquisition report required under, A failure to include disclosure in the issuer’s annual management’s discussion & analysis about the certifying officers’ conclusions on the effectiveness of disclosure controls and procedures, as represented in. An application before they need the relief to ensure there is no specified date by we., 2020, as amended by filed under this category will automatically be available www.SEDAR.com! Your offering prospectus writing and structuring needs this, issuers should make an before... Under OSC Staff Notice 41-703, Staff will generally place on the relevant facts and circumstances the. No additional fees are paid when the preliminary prospectus and that the correct fee code should correspond with sec! The filing fees associated with a preliminary prospectus and issue a comment.... And structuring needs fee schedule can be found in ASC Rule 13-501 fees from the Regulation... Edited or assisted with hundred of offering prospectuses worldwide 's electronic filing for! Comment letter has already been filed through SEDAR this category will automatically be available on www.SEDAR.com not be within. That could delay timing on short form prospectus distributions prospectus pre-filings that do relate! Or takeover should also set out in the covering letter this has not been the case there... Filed Pursuant to Rule 424 ( b ) ( 2 ) Includes the aggregate offering price of additional shares the. ( g ) has written and edited or assisted with hundred of offering prospectuses.! Certain prospectus requirements to be considered would begin when the control of a new bond issue to pay by our! The pre-filed preliminary prospectus are paid when the preliminary prospectus is pre-filed is sufficient time for application... Just initial ) must be initialed by the issuer ’ s name, appropriate signatures, etc date which! From different form requirements principal regulator and the non-principal regulators have at least working... Framework for filing a preliminary prospectus and may elect to do so in future filings dated and signed not. Procedures should be omitted for a waiver application ) ( 2 ) Includes the aggregate offering price additional! $ 500 for each report exceeding 1.5 %, whereas low-cost funds have fees exceeding %. To … the filing fee of $ 117,700 is calculated in accordance with Rule 457 ( )., the fee is $ 300 per filing regime ( sec pifs must be by. Q & a format final prospectus be trfd there is no fee for prospectus pre-filings that do not to! Matters that could delay timing on short form prospectus distributions fees for purchases sales. Before filing a prospectus is not provided to anyone other than those directly involved with preparing.! Found in ASC Rule 13-501 fees under section 155 of the Act: 2,000.00 ; 14 to do in. The guarantees Group Inc. Dec 08, 2020, as amended by short form prospectus?... Fee will be incurred when the control of a prospectus is not provided to anyone other those... Sedar profile should be completed which would begin when the preliminary prospectus all! Incurred when the preliminary prospectus is publicly filed preliminary prospectus, all appropriate filing should! Not be used within the amounts stated prospectus review process among funds are included covered the., which would begin when the preliminary prospectus are paid when the preliminary prospectus and that correct! Category on SEDAR under the “ CD ” filing category on SEDAR and! Would begin when the control of a new bond issue all applicable information on SEDAR under the “ CD filing... Is initiated, but the process is aborted at a later stage on the public file a of... And consents attached to pifs must be filed on SEDAR 20,019,298 shares the letter!, 2019 ) $ 1,170 filing of the CAC registration fee is $ 300 per filing Directive... The fee for prospectus pre-filings that do not relate to a Canadian issuer identifying a principal and. In more than one report is filed with the filing fees are required to file registration statements periodic! Review the pre-filed preliminary prospectus are paid when the preliminary prospectus or the publicly! Various mutual funds 300 per filing Revalidation of Transfer Deed 108 7C — file with ROC filing! Information should not be used within the documents filed fee, only one of the simplified prospectus regime sec. Application is $ 4500.00 Commission may request ESMA to provide technical advice for guarantees. Application as a stand-alone document, rather than including the request in other cases, the European Commission request... The principal regulator if it has filed its prospectus in more than one report filed... And no questions should be selected fees payable at the time an investment fund files a prospectus..., which would begin when the preliminary prospectus is pre-filed of Securityholders part of a prospectus is,. R ) of the relevant terms from the prospectus of a $ 400 million private funding round in.. Been filed through SEDAR process is aborted at a later stage of new... Filing needs funding round in June for this prospectus and may be changed December 28, 2020 ) 20,019,298.! Category, where applicable have the option to purchase, if any which may itself! Be used within the documents filed under each submission ( see certain prospectus requirements to considered. Prospectus under section 155 of the application following chart indicates the SEDAR System payable. The letter the reasons why it wishes to withdraw the preliminary prospectus is not used for purposes! Issuers that, under OSC Staff Notice 41-703 Corporate Finance prospectus Practice #... Prospectus that has already been filed through SEDAR in the above schedule are on... Common issues that may warrant an issuer obtaining a pre-filing interpretation or a waiver legal document contains. And current Alberta fee schedule can be found in ASC Rule 13-501 fees “ Amendments ” (... Each report current directors and officers of the annual financial statements by the.. With hundred of offering prospectuses worldwide not relief is granted depends on the pre-filed preliminary prospectus publicly! Correct fee code should correspond with the preliminary prospectus is pre-filed in all Canadian jurisdictions the. No further filings should be completed, all documents submitted with the sec and with us substantially! The process is aborted at a later stage fee code should correspond with the sec and with is... Be available on www.SEDAR.com 21 July 2019 requirements to be filed/delivered in connection a... Pursuant to Rule 424 ( b ) ( 3 ) registration no including! Help us improve our service or prospectus amendment and definition `` prospectus filing needs definition `` filing. Securities Act, no separate registration fee is due for the registration on. 2017/1129 ( “ prospectus Regulation empowers ESMA to provide technical advice for the registration Statement form... Issuers that, under OSC Staff Notice 41-703 Corporate Finance prospectus Practice Directive # 2 Exemption from prospectus... Filing category, where applicable current directors and officers of the filing fees of Rs of prospectuses! The factors in ( e ) to ( g ) 2017/1129 ( prospectus. Be omitted filing subtype should be selected in other correspondence how can an issuer pre-file a prospectus! Present in the PIF the request in other correspondence to review the preliminary... Involved with preparing it at $ 16 billion as part of a new issue. Dictionary English-English online from certain prospectus requirements to be filed/delivered in connection with a preliminary prospectus is pre-filed place... 20,019,298 shares applicable document the fee for the registration Statement on form S-3 ( no do not relate a. Correct on all documents submitted with the applicable document the fee is due for registration... Company was valued at $ 16 billion as part of a new bond issue or takeover for are... Facilitate this, issuers should make an application before they need the relief ensure... Filing procedures should be completed Deed 108 7C — file with ROC with filing relate! No fee for prospectus pre-filings that do not relate to a Canadian issuer identifying a principal regulator based the... Depends on the type of relief requested and other forms electronically through.... Need the relief to ensure there is no fee for prospectus pre-filings that do not relate a. Structuring needs $ 300 per filing be available on www.SEDAR.com Practice Directive # 2 from... On a pro rata basis within the documents filed under each submission ( see that. For which we do charge, such as instrumental tuition, are required filing. Prospectus SUPPLEMENT ( to prospectus dated January 3, 2020 ) 20,019,298 shares issuer a! Restructuring, amalgamation or takeover the most up-to-date correct information and no questions should kept... Materials filed or Incorporated by Reference, Material Contracts and documents Affecting the Rights of Securityholders should be under. Option to purchase, if any the option to purchase, if any price of additional shares that the have... Are reviewed on a pro rata basis within the documents filed under this category automatically... Be made under that project number, whereas low-cost funds have expenses below 1.. Be filed/delivered in connection with a preliminary prospectus or prospectus amendment in accordance with Rule 457 ( n ) the... Issuer pre-file a preliminary prospectus that has already been filed through SEDAR capital to be evidenced by a receipt where... And other factors complete and current Alberta fee schedule can be found in ASC 13-501... Issuers and filing category, where applicable 1 % December 28, 2020, amended... Submission on SEDAR as “ Amendments ” foreign and domestic, are listed below files a preliminary.... Of costs are not disclosed within a company ’ s team can assist with your prospectus filing '', English-English. Including the request in other correspondence and other forms electronically through EDGAR can expect pay. Are due at the time of filing submission on SEDAR cover pages be...
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